Quiz: Indian Financial System
1. Which of the
following cannot be included in the definition of a ‘financial intermediary’?
A. Banks and
non-bank finance company
B. Financial
Institutions
C. Mutual Fund
D. Companies
Engaged in Manufacturing of Goods
2. Which of the
following cannot be included in the money market?
a. Call or
Notice Money
b. Corporate
Securities
c. Certificate
of Deposit
d. Treasury
Bills
3. Which of the
following is a part of the money market?
A. Bonds issued
by the govt.
B. Bonds issued
by Public Undertaking
C. Term Money
D. Debentures
4. The central
bank in India is performing two distinct roles in the context of money market
that includes:
A. Monetary
control and banking supervision
B. Issue of
currency and maintaining of CRR
C. Handing
govt. business and maintaining price stability
D. Banking
supervision and financial stability
5. Money control
is exercised by RBI in India through:
A. Payment
System
B. Issue of
Currency
C. Cash
Reserves and Liquid Reserve Ratios
D. Repo Rate
and Reserve Repo Rate
6. The base rate
for lending of banks is impacted by RBI by changing?
A. CRR
B. SLR
C. Repo rates
and bank rate
D. Guidelines
u/s 35A of B R Act
7. Which of the
following functions is not coming under functions of central banking authority
in India?
A. Supervision
over NBFC
B. Supervision
over the Foreign Institutional Investors
C. Management
of Financial Systems
D. Regulating
the Money Market
8. Which of the
following is not the function of capital market regulatory
Authority i.e. SEBI, in India:
A. Regulating
of Debt Market
B. Control over
the Equity Market
C. Framing the
Rules for Pension Funds
D. Supervision
over Listed Companies
9. Supervision
over the depositors and stock exchanges is the role of?
A. RBI
B. IRDA
C. SEBI
D. PFRDA
10. Which of the
following does not match?
A. Regulator of
Insurance Market----IRDA
B. Regulator of
Capital Market ---SEBI
C. Regulator of
Money Market ---RBI
D. Regulator of
Forex Market---SEBI
11. Which of the
following functions is not carried by IRDA in India?
A. Regulator of
Insurance Companies
B. Regulating
the Insurance Products
C. Regulation
over the Funds Managing Pension
D. Supervision
of the General Insurance Market
12. The small
companies/ organizations that have been created exclusively to deal in govt.
securities are called?
A. NBFCs
B. Mutual Funds
C. Primary
Dealers
D. Asset
Management Companies
13. Which of the
following have been created to provide long term funds for industry or
agriculture?
A. Mutual Funds
B Financial
Institutions
C. Asset
Management Companies
D. Non-banking
finance companies.
14. Which of the
following functions is not carried out by RBI?
A. Bankers to
Govt.
B. Raising
Deposits from Public
C. Lender of
Last Resort to Banks
D. Management
of Govt. Debt
15. The clearing
house facilities for payment and delivery of securities is
provided
A.SEBI
B. Stock Exchange
C. Clearing
Corporation of India
D. All the
above
16. The funds
based outside India and authorised by SEBI to invest in Indian equity market
through the stock exchange are called:
A. Foreign
Institution Investors
B. Overseas
Corporate Bodies
C. Non-resident
Funds
D. Foreigner
Investment Funds
17. The corporate
securities are held in electronic from instead of physical with?
A. Registrars
B. Custodians
C. Depositors
D. Mutual Funds
18. Which of the
following is the role of mutual funds?
A. To promote
unit based scheme to inculcate saving habit
B. Pooling of
investor money for investment in capital market and other securities
C. Manage the
funds of high net worth individuals
d. All the
above
19. Which of the
following is not a correct statement?
A. RBI
exercises monetary control through CRR and SLR
B. Clearing
house at various centers are maintained by SBI
C. IRDA is the
regulator of insurance market
D. Rising of
money through issue of shares by a company is part of capital market.
20. Urban cooperative
banks are controlled by:
A. NABARD
b. Central
Govt. and NABARD
C. State Govt.
and RBI
D. RBI and
NABARD
Answers
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1
|
2
|
3
|
4
|
5
|
6
|
7
|
8
|
9
|
10
|
|
D
|
B
|
C
|
A
|
C
|
C
|
B
|
C
|
C
|
D
|
|
11
|
12
|
13
|
14
|
15
|
16
|
17
|
18
|
19
|
20
|
|
C
|
C
|
B
|
B
|
B
|
A
|
C
|
B
|
B
|
C
|
